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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-16
FL RA APPROVED 2017-06-29
WA RA APPROVED 2014-11-07
  • TX RA
    APPROVED_RES
    Since 2021-08-16
  • FL RA
    APPROVED
    Since 2017-06-29
  • WA RA
    APPROVED
    Since 2014-11-07

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Seattle WA 11/2014 Present
Previous Registrations
  • 2010-10-01 → 2014-11-07
    Mcadams Wright Ragen, Inc.
    Seattle, WA
  • 2008-03-27 → 2010-10-12
    Wells Fargo Investments, Llc
    Seattle, WA
Other Businesses

NAME AND ADDRESS: STRONG FAMILY INVESTMENTS 1188 HARVARD AVE E, SUITE 5 SEATTLE, WA 98102 NATURE OF ENTITY: INVESTMENT VEHICLE FOR REAL ESTATE INVESTING RESPONSIBILITIES IN THIS ROLE: INVESTOR HOURS DEVOTED: 1 HOUR PER MONTH. NONE DURING SECURITIES TRADING HOURS. NAME AND ADDRESS: STRONG FAMILY INVESTMENTS II 1188 HARVARD AVE E, SUITE 5 SEATTLE, WA NATURE OF ENTITY: LLC FOR REAL ESTATE INVESTING RESPONSIBILITIES IN THIS ROLE: INVESTOR HOURS DEVOTED: 1 HOUR PER MONTH. NONE DURING SECURITIES TRADING HOURS. Name: Norah Kates and Will Strong Foundation; Investment-related; Address:418 14th Ave E, Apt 3; Seattle, WA 98112; Nature: Foundation; Role: Owner / Director; Start Date: 12/10/17; Appx hrs: N/A; Hrs during trading: N/A; Duties: We are actively investing the assets in this account, which will be at Baird. Name and Address: Banarang Ventures 2153 E Shelby Street Seattle WA 98112 Start Date: 2018 Hours Spent: 0-1 hours/month Hours Spent during trading hours: 0-1 hours/month Role/Responsibility: LLC Member; Used for private investments. Investment Related Name/Address: Northwest Children's Fund, 2100 24th Ave S #320, Seattle WA 98144 Start date: 9/1/2014 Hours spent: 1-5/month Hours spent during trading Hours: 0 Role/Responsibility: Finance Committee Chair Not Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-26
  • S66 Uniform Combined State Law Examination
    2008-03-26

View on SEC IAPD

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