Derek Scott Hammond

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2014-08-14

KS RA
APPROVED

Since 2014-08-14

Branch Locations

Douglas, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	08/2014	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	08/2014	Present

08/2014 → Present

Cambridge Investment Research, Inc

Fairfield, IA
08/2014 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2009-12-02 → 2014-08-21

New England Securities

Wichita, KS

Other Businesses

1) Insurance, 1815 E Aster, Andover, Kansas, 67002, 12/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO - 4 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) PNC GROUP DBA ADVANCED CARE HOME PLUS, 5501 Polo Dr, Wichita KS 67208, United States, 05/11/2022, Owner, Owner/Partner of a Business Entity, NIR, 40 HR/MO - 20 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-11-05
S63	Uniform Securities Agent State Law Examination	2008-02-19

S65 Uniform Investment Adviser Law Examination

2009-11-05
S63 Uniform Securities Agent State Law Examination

2008-02-19

Other Names

Derek Hammond

View on SEC IAPD