Nikki Beibei Wang

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-21
CA	RA	APPROVED	2022-07-15

TX RA
APPROVED

Since 2023-02-21
CA RA
APPROVED

Since 2022-07-15

Branch Locations

100 Spectrum Center Dr, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase Na	Irvine	CA	06/2010	Present
J.P. Morgan Securities Llc	Irvine	CA	10/2012	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Irvine	CA	07/2022	Present
Bank Of America, N.A.	Irvine	CA	09/2022	Present

06/2010 → Present

Jp Morgan Chase Na

Irvine, CA
10/2012 → Present

J.P. Morgan Securities Llc

Irvine, CA
07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA
09/2022 → Present

Bank Of America, N.A.

Irvine, CA

Other Businesses

I*3034300, Entity Type: , Name of OBA: THE W FAMILY TRUST, Address: SAN JUAN CAPISTRANO, California, 92675, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 10/01/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-05
S63	Uniform Securities Agent State Law Examination	2010-08-09

S66 Uniform Combined State Law Examination

2021-11-05
S63 Uniform Securities Agent State Law Examination

2010-08-09

Other Names

Beibei Wang
Nikki Beibei Wang
Nikki Wang

View on SEC IAPD