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Joshua Schafer

Ameriprise Financial Services, LLC

Mount Prospect, IL

The Huntington Investment Company

Mount Prospect, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-29
  • IL RA
    APPROVED
    Since 2026-06-29

Branch Locations

2100 S Elmhurst Rd, Mount Prospect, IL 60056-7500 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-21
  • IL RA
    APPROVED
    Since 2022-07-21

Branch Locations

Mount Prostpect South 2100 S. Elmhurst Road, Mount Prospect, IL 60056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Na Crystal Lake IL 01/2008 08/2018
J.P. Morgan Securities Llc Huntley IL 10/2012 08/2020
Jp Morgan Chase Na Crystal Lake IL 08/2018 08/2020
Unemployed Lake In The Hills IL 08/2020 11/2020
Equitable Advisors, Llc New York NY 11/2020 07/2022
The Huntington Investment Company Columbus OH 07/2022 Present
Ameriprise Financial Services, Llc. Mount Prospect IL 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-31
S63 Uniform Securities Agent State Law Examination 2008-02-21
  • S66 Uniform Combined State Law Examination
    2018-07-31
  • S63 Uniform Securities Agent State Law Examination
    2008-02-21
Other Names
  • Joshua J Schafer
  • Joshua James Schafer

View on SEC IAPD

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