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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2025-09-11 |
| TX | RA | APPROVED_RES | 2020-02-20 |
| MD | RA | APPROVED | 2009-06-01 |
Branch Locations
702 King Farm Boulevard Suite 500, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Gaithersburg | MD | 02/2006 | Present |
| Morgan Stanley Smith Barney | Gaithersburg | MD | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*384866 - Pikewood National Golf Club; Investment related - No; Prive Golf Course; Advisory Board Member (proprietor, partner, officer, director, employee, trustee, agent); Dec 2019; During business hours: 0; After business hours: 1; Review and discuss possible changes to the golf course, member golf events, improvements to the clubhouse / facilities. *524292 - Estate; Investment related: Yes; Ijamsville, Maryland; Estate; Executor/Co-Executor; 09/2022; During business hours: 1; After business hours: 9; Estate Administration
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-23 |
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