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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-10-30 |
Branch Locations
6175 Nw 153Rd Street Suite 226, Miami Lakes, FL 33014 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Miami Lakes | FL | 09/2014 | 06/2017 |
| Unemployed | Miramar | FL | 06/2017 | 08/2017 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2017 | Present |
1) TEACHERS RETIREMENT RESOURCES INC; 6175 NW 153RD ST STE 226 MIAMI LAKES FL 33014;DBA;OWNER;YES;2/14/2012;160;160;MARKETING ENTITY FOR SALES AND SERVICE OF FINANCIAL SERVICES PRODUCTS. 2)INDEPENDENT INSURANCE AGENT;6175 NW 153RD ST STE 226 MIAMI LAKES FL 33014;INDEPENDENT INSURANCE AGENT;INDEPENDENT INSURANCE AGENT;YES;4/22/08;160;160;SALES AND SERVICE OF FIXED INSURANCE PRODUCTS. 3)FLORIDA RETIREMENT RESOURCES, Is Investment Related, DBA, Financial Professional, 08/18/2017,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. 4) SISODIA FINANCIAL, Is Not Investment Related, "6175 NW 153rd St, Suite 226, Miami Lakes, FL, 33014, United States", Tax purposes, President, 3/24/2017, 0 hours per month, 0 hours per month during trading hours, Salary Compensation, This business is for tax filing purposes only.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-23 |
| S65 | Uniform Investment Adviser Law Examination | 2012-09-19 |
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