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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Winston-Salem | NC | 12/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston-Salem | NC | 11/2016 | 04/2022 |
| Raymond James Financial Services, Inc. | Lexington | NC | 04/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Lexington | NC | 04/2022 | Present |
| Pinnacle Financial Partners/Pinnacle Bank | Lexington | NC | 04/2022 | Present |
| Pinnacle Asset Management | Lexington | NC | 04/2022 | Present |
(1)Name of Business: Pinnacle financial partners/Pinnacle bank Address: 115 E Center St, Lexington, NC, 27292-3311, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/28/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: financial advisor building relationships with bank partners.\nmeet with clients to discuss financial goals and objectives \nmanage client investment accounts. \nseek prospects for the bank and PAM offerings Name of Business: Pinnacle Asset management Address: Lexington, NC, 27292-3311, United States - Activity Type: Support Company - Non Owner - Position/Title: Associate/Employee - Investment Related: No - Start Date: 04/28/2022 Hours per month devoted to this business: 81+ - Hours per month devoted to this business during trading hours: 21-40 - Description of duties: speak with clients about investment needs manage investment accounts and discuss goals and objectives with clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-09 |
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