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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-01-24
  • PA RA
    APPROVED
    Since 2025-01-24

Branch Locations

Quakertown, PA • United States

660 Sentry Parkway Suite 100, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Blue Bell PA 10/2008 01/2025
Osaic Wealth, Inc. Blue Bell PA 01/2025 Present
  • 10/2008 → 01/2025
    Lincoln Financial Advisors
    Blue Bell, PA
  • 01/2025 → Present
    Blue Bell, PA
Previous Registrations
  • 2011-06-22 → 2025-01-24
    Osaic Fa, Inc.
    Exton, PA
    Blue Bell, PA
Other Businesses

1) THOMAS J MITCHELL FIXED BUSINESS OBA 660 SENTRY PARKWAY SUITE 100 BLUE BELL PA 19422 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFER ACCIDENT AND HEALTH INSURANCE, FIXED ANNUITIES, FIXED INDEXED ANNUITIES, LIFE SETTLEMENTS, LONG TERM CARE INSURANCE, PREMIUM FINANCIAL AND TRADITIONAL LIFE INSURANCE START DATE: 06/27/2011 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 2 2) THOMAS MITCHELL /THE LIGHTSTREAM GROUP 705 W. BROAD STREET QUAKERTOWN, PA 18951 CATEGORY: CONSULTANT INVESTMENT RELATED: N TITLE: CONSULTANT/SUBJECT MATTER REVIEWER DUTIES: PROVIDE EDITORIAL REVIEWS OF FINANCIAL SERVICES- RELATED ARTICLES/SUGGEST RELEVANT ARTICLE TOPICS START DATE: 03/04/2024 HOURS PER MONTH: 40 HOURS PER MONTH DURING TRADING HOURS: 10 3) THOMAS J. MITCHELL - FIXED BUSINESS OBA POSITION: Agent NATURE: Sale of fixed insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/27/2011 ADDRESS: 660 Sentry Parkway, Ste. 100, Blue Bell PA 19422, United States DESCRIPTION: Provide fixed insurance products to new and existing clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-13
  • S66 Uniform Combined State Law Examination
    2011-06-13
Other Names
  • Thomas J. Mitchell

View on SEC IAPD

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