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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-14
FL RA APPROVED 2022-03-01
  • TX RA
    APPROVED
    Since 2022-03-14
  • FL RA
    APPROVED
    Since 2022-03-01

Branch Locations

Fleming Island, FL • United States

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2010 10/2021
Bank Of America, N.A Jacksonville FL 12/2010 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2021 Present
Previous Registrations
Other Businesses

I*137637 For profit or not for profit: For-Profit Organization Name of outside business organization: Door Dash Investment related: N Address of business: Fleming Island, Florida 32003 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 4/23/2021 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: meal delivery on weekends

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-15
S63 Uniform Securities Agent State Law Examination 2008-02-28
  • S66 Uniform Combined State Law Examination
    2009-04-15
  • S63 Uniform Securities Agent State Law Examination
    2008-02-28
Other Names
  • Stephen D Stowell
  • Steve D Stowell

View on SEC IAPD

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