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Inactive

Kristian Lars Blom

Blom Levy & Co., LLC

Santa Barbara, CA

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Current Employers
Blom Levy & Co., Llc

Santa Barbara, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-05-11
  • CA RA
    APPROVED
    Since 2011-05-11

Branch Locations

Santa Barbara, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blom Levy & Co., Llc Santa Barbara CA 05/2011 Present
Previous Registrations
  • 2009-03-16 → 2010-04-12
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 2008-05-21 → 2009-02-24
    Morgan Stanley & Co. Llc
    Santa Barbara, CA
Other Businesses

TOM WEBSTER CONSTRUCTION INC. LIC# 466277 PO BOX 1357 SANTA BARBARA, CA 93102 NOT INVESTMENT RELATED. SINCE AUGUST 2011, I AM ASSISTING TOM WEBSTER AS UNCOMPENSATED CFO DUTIES RESTRICTED TO COLLECTING AND READING MAIL AND KEEPING TOM UP TO DATE. I WILL ALSO ASSIST WITH RENEWAL OF LICENCE. I SPEND APPROXIMATELY 1 HOURS PER MONTH ON THIS ACTIVITY NONE OF WHICH OCCURS DURING US TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-17
  • S66 Uniform Combined State Law Examination
    2008-04-17

View on SEC IAPD

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