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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-06 |
Branch Locations
11501 Alterra Parkway Suite 400, Austin, TX 78758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Austin | TX | 01/2008 | 01/2019 |
| Td Ameritrade, Inc. | Austin | TX | 02/2018 | 01/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 01/2019 |
| Capital Advisors, Inc. | Tulsa | OK | 02/2019 | 06/2026 |
| Corient | Austin | TX | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-09 |
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