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Danny Y. La

Corient

Austin, TX

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-06
  • TX RA
    APPROVED
    Since 2026-07-06

Branch Locations

11501 Alterra Parkway Suite 400, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Austin TX 01/2008 01/2019
Td Ameritrade, Inc. Austin TX 02/2018 01/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2019
Capital Advisors, Inc. Tulsa OK 02/2019 06/2026
Corient Austin TX 06/2026 Present
  • 01/2008 → 01/2019
    Scottrade, Inc.
    Austin, TX
  • 02/2018 → 01/2019
    Td Ameritrade, Inc.
    Austin, TX
  • 02/2018 → 01/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 02/2019 → 06/2026
    Tulsa, OK
  • 06/2026 → Present
    Austin, TX
Previous Registrations
  • 2019-02-07 → 2026-07-17
    Austin, TX
    Tulsa, OK
    Austin, TX
    Austin, TX
  • 2018-02-27 → 2019-01-03
    Td Ameritrade, Inc.
    Austin, TX
  • 2018-02-26 → 2019-01-03
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2017-03-14 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-14
S63 Uniform Securities Agent State Law Examination 2009-06-09
  • S66 Uniform Combined State Law Examination
    2017-03-14
  • S63 Uniform Securities Agent State Law Examination
    2009-06-09
Designations
Other Names
  • Danny Y La

View on SEC IAPD

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