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Carl Steven Rankin

Tiaa-Cref Individual & Institutional Services, LLC

Troy, MI

Macomb, MI

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-05-08
  • MI RA
    APPROVED
    Since 2018-05-08

Branch Locations

101 West Big Beaver Road 14Th Floor, Troy, MI 48084 • United States

Macomb, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Sterling Heights MI 01/2008 03/2018
Scottrade Investment Management Sterling Heights MI 02/2014 03/2018
Tiaa Royal Oak MI 04/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Royal Oak MI 04/2018 Present
  • 01/2008 → 03/2018
    Scottrade, Inc.
    Sterling Heights, MI
  • 02/2014 → 03/2018
    Scottrade Investment Management
    Sterling Heights, MI
  • 04/2018 → Present
    Tiaa
    Royal Oak, MI
  • 04/2018 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Royal Oak, MI
Previous Registrations
  • 2016-02-12 → 2018-03-07
    Scottrade Investment Management
    Westminster, CO
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-04
S63 Uniform Securities Agent State Law Examination 2014-02-27
  • S66 Uniform Combined State Law Examination
    2016-02-04
  • S63 Uniform Securities Agent State Law Examination
    2014-02-27
Other Names
  • Carl S Rankin

View on SEC IAPD

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