Inactive

Kristen L Cockroft

Creative Planning Institutional Advisors, LLC

Newport Beach, CA

Claim This Profile

Current Employers

Creative Planning Institutional Advisors, Llc

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-14
AL	RA	APPROVED	2024-04-24

TX RA
APPROVED

Since 2026-07-14
AL RA
APPROVED

Since 2024-04-24

Branch Locations

Del Rio, TX • United States

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Ocean Springs	MS	04/2007	04/2022
Prudential Investment Management Services, Llc	Ocean Springs	MS	01/2008	04/2022
Gwfs Equities, Inc.	Hartford	CT	04/2022	09/2023
Creative Planning Institutional Advisors, Llc	Newport Beach	CA	02/2024	Present
Unemployed	Pike Road	AL	10/2023	01/2024

04/2007 → 04/2022

Prudential Insurance Company Of America

Ocean Springs, MS
01/2008 → 04/2022

Prudential Investment Management Services, Llc

Ocean Springs, MS
04/2022 → 09/2023

Gwfs Equities, Inc.

Hartford, CT
02/2024 → Present

Creative Planning Institutional Advisors, Llc

Newport Beach, CA
10/2023 → 01/2024

Unemployed

Pike Road, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-24
S63	Uniform Securities Agent State Law Examination	2008-12-18

S65 Uniform Investment Adviser Law Examination

2024-04-24
S63 Uniform Securities Agent State Law Examination

2008-12-18

Other Names

Kristen L Hayes
Kristen Cockroft

View on SEC IAPD

More in Del Rio, TX

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor