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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-11-13 |
| LA | RA | APPROVED | 2015-12-15 |
| MS | RA | APPROVED | 2015-12-15 |
| OK | RA | APPROVED | 2015-12-10 |
| AR | RA | APPROVED | 2015-12-04 |
| WV | RA | APPROVED | 2014-01-24 |
| MO | RA | APPROVED | 2014-01-16 |
| KS | RA | APPROVED | 2014-01-14 |
| IN | RA | APPROVED | 2014-01-13 |
| IA | RA | APPROVED | 2014-01-13 |
| ND | RA | APPROVED | 2014-01-13 |
| KY | RA | APPROVED | 2014-01-10 |
| SD | RA | APPROVED | 2014-01-09 |
| CO | RA | APPROVED | 2014-01-08 |
| IL | RA | APPROVED | 2014-01-08 |
| MI | RA | APPROVED | 2014-01-08 |
| MN | RA | APPROVED | 2014-01-07 |
| MT | RA | APPROVED | 2014-01-07 |
| NE | RA | APPROVED | 2014-01-07 |
| OH | RA | APPROVED | 2014-01-07 |
| WI | RA | APPROVED | 2014-01-07 |
| PA | RA | APPROVED | 2012-05-25 |
| NJ | RA | APPROVED | 2010-05-01 |
Branch Locations
290 Congress Street, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Funds Distributor, Inc. | Boston | MA | 07/1999 | Present |
| Columbia Management Advisors Llc | Boston | MA | 06/2005 | Present |
| Riversource Investments | Minneapolis | MN | 05/2010 | Present |
| Riversource Fund Distributors, Inc. | Boston | MA | 05/2010 | Present |
Co-Owner, Naukabout Beer Company Name of Activity: Manasquan High School Boys Lacrosse Treasurer; Date Activity Started/Modified/Ended: 1/1/2023; Type of Activity: Field is Blank!; Role/Relationship: Other - Treasurer; Responsibilities: Managing Budget and Fund Raising - I will not be providing any financial or direction; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-17 |
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