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Anil Thomas

Stephens Investment Management Group, LLC

Evanston, IL

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Current Employers
Stephens Investment Management Group, Llc

111 Center Street, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-12
IL RA APPROVED 2024-08-09
  • TX RA
    APPROVED
    Since 2024-08-12
  • IL RA
    APPROVED
    Since 2024-08-09

Branch Locations

Evanston, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds New York NY 07/2013 12/2017
Jackson National Life Distributors Llc Chicago IL 01/2018 06/2020
Ppm America, Inc. Chicago IL 01/2018 06/2020
Kennedy Capital Management Llc Evanston IL 07/2020 Present
Imst Distributors, Llc Evanston IL 09/2020 Present
  • 07/2013 → 12/2017
    Oppenheimerfunds
    New York, NY
  • 01/2018 → 06/2020
    Jackson National Life Distributors Llc
    Chicago, IL
  • 01/2018 → 06/2020
    Ppm America, Inc.
    Chicago, IL
  • 07/2020 → Present
    Kennedy Capital Management Llc
    Evanston, IL
  • 09/2020 → Present
    Imst Distributors, Llc
    Evanston, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-12-20
S65 Uniform Investment Adviser Law Examination 2008-01-12
  • S63 Uniform Securities Agent State Law Examination
    2013-12-20
  • S65 Uniform Investment Adviser Law Examination
    2008-01-12
Other Names
  • Anil K. Thomas

View on SEC IAPD

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