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Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-02-15
  • NC RA
    APPROVED
    Since 2023-02-15

Branch Locations

2101 Sardis Rd N Suite 108, Charlotte, NC 28227 • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-02-15
  • NC RA
    APPROVED
    Since 2023-02-15

Branch Locations

2101 Sardis Rd N Suite 108, Charlotte, NC 28227 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantley Insurance & Financial Services Sardis Road North NC 01/2008 Present
Brookstone Wealth Advisors Wheaton IL 02/2023 Present
  • 01/2008 → Present
    Cantley Insurance & Financial Services
    Sardis Road North, NC
  • 02/2023 → Present
    Brookstone Wealth Advisors
    Wheaton, IL
Previous Registrations
  • 2011-09-08 → 2012-06-18
    Charlotte, NC
  • 2008-01-31 → 2011-06-08
    Signator Financial Services, Inc.
    Bellevue, WA
    Charlotte, NC
Other Businesses

CANTLEY INSURANCE & FINANCIAL; NATURE: SINCE 11/2007 1811 SARDIS RD NORTH STE 201 CHARLOTTE, NC 28270 INV REL - FIXED INSURANCE SALES; POSITION: SALES ADVISOR DEVOTE APPROX: 40+ HRS P/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-07
S63 Uniform Securities Agent State Law Examination 2008-03-21
  • S65 Uniform Investment Adviser Law Examination
    2023-01-07
  • S63 Uniform Securities Agent State Law Examination
    2008-03-21

View on SEC IAPD

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