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777 North Capitol Street, Ne, Washington, DC 20002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-26 |
Branch Locations
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | La Vista | NE | 09/2013 | 11/2018 |
| Raymond James Financial Services, Inc. | Bay City | MI | 11/2018 | 02/2022 |
| Raymond James Financial Services Advisors, Inc. | Bay City | MI | 11/2018 | 02/2022 |
| Maier And Associates Financial Group | Bay City | MI | 06/2017 | 02/2022 |
| Maier And Associates Financial Group | Bay City | MI | 11/2018 | 02/2022 |
| Missionsquare Wealth Management | Washington | DC | 02/2022 | Present |
| Missionsquare Retirement | Washington | DC | 02/2022 | 03/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-01 |
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