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200 East 7Th Street, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Auburn | IN | 01/2008 | 09/2020 |
| Hefty Wealth Partners | Auburn | IN | 01/2008 | 03/2018 |
| Cx Institutional, Llc | Auburn | IN | 03/2018 | Present |
11/6/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Client Service Manager - Started 10/20/2011 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-27 |
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