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Ronald Breaugh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-12
TX RA APPROVED 2009-10-19
  • MI RA
    APPROVED
    Since 2010-05-12
  • TX RA
    APPROVED
    Since 2009-10-19

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dearborn MI 01/2008 Present
Bank Of America, N.A. Farmington Hills MI 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-12
  • S66 Uniform Combined State Law Examination
    2008-03-12
Other Names
  • Ronald E Breaugh

View on SEC IAPD

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