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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Honolulu | HI | 06/2001 | 12/2022 |
| Bancwest Investment Services, Inc | Honolulu | HI | 11/2016 | 05/2017 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 05/2017 | 12/2022 |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 01/2018 | 12/2022 |
| Fidelity Investments | Las Vegas | NV | 01/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-29 |
| S66 | Uniform Combined State Law Examination | 2000-05-26 |
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