Lisa Rainforth

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-08-12
NJ	RA	APPROVED	2014-09-11

TX RA
APPROVED

Since 2016-08-12
NJ RA
APPROVED

Since 2014-09-11

Branch Locations

1100-1800 American Blvd, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	05/2014	Present

05/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

I*872323 For profit or not for profit: Entity For Profit Name of outside business organization: Mary Kay Investment related: N Address of business: Addison, Texas, 75001 Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 6/15/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Beauty Sales Consultant

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-08

S66 Uniform Combined State Law Examination

2014-09-08

Other Names

Lisa E. Rainforth
Lisa Vergari

View on SEC IAPD