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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-07-21 |
| TX | RA | APPROVED | 2026-07-21 |
Branch Locations
West Chester, PA • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments | Chicago | IL | 05/2016 | 06/2017 |
| Edward Jones | St Louis | MO | 07/2017 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Media | PA | 07/2020 | 07/2023 |
| Bank Of America N.A. | Media | PA | 07/2020 | 07/2023 |
| Charles Schwab & Co., Inc. | Wayne | PA | 08/2023 | 07/2026 |
| Charles Schwab Bank, Ssb | Wayne | PA | 08/2023 | 07/2026 |
| Fisher Investments | Plano | TX | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-12 |
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