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Steven Tozer

Fifth Third Securities, Inc.

Zionsville, IN

Carmel, IN

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-09-30
  • IN RA
    APPROVED
    Since 2024-09-30

Branch Locations

6523 Whitestown Parkway, Zionsville, IN 46077 • United States

10215 N Michigan Rd, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 11/2007 06/2017
Jpmorgan Securites, Llc Fishers IN 06/2017 02/2019
Strategic Advisers, Inc. Covington KY 11/2007 06/2017
Jpmorgan Securities, Llc Noblesville IN 02/2019 09/2024
Fifth Third Securities, Inc. Carmel IN 09/2024 Present
Fifth Third Bank, N.A. Carmel IN 09/2024 Present
  • 11/2007 → 06/2017
    Fidelity Brokerage Services, Llc
    Covington, KY
  • 06/2017 → 02/2019
    Jpmorgan Securites, Llc
    Fishers, IN
  • 11/2007 → 06/2017
    Strategic Advisers, Inc.
    Covington, KY
  • 02/2019 → 09/2024
    Jpmorgan Securities, Llc
    Noblesville, IN
  • 09/2024 → Present
    Fifth Third Securities, Inc.
    Carmel, IN
  • 09/2024 → Present
    Fifth Third Bank, N.A.
    Carmel, IN
Previous Registrations
  • 2017-07-17 → 2024-09-26
    J.P. Morgan Securities Llc
    Fishers, IN
    Noblesville, IN
    Fishers, IN
    New York, NY
    Fishers, IN
    Noblesville, IN
    Fishers, IN
    Westfield, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2009-02-16 → 2017-06-13
    Strategic Advisers Llc
    Indianapolis, IN
    Covington, KY
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-13
S63 Uniform Securities Agent State Law Examination 2008-03-14
  • S66 Uniform Combined State Law Examination
    2009-02-13
  • S63 Uniform Securities Agent State Law Examination
    2008-03-14
Other Names
  • Steven Tozer
  • Steven William Tozer

View on SEC IAPD

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