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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-07-19 |
Branch Locations
1 N. Franklin St Ste 3450, Chicago, IL 60606 • United States
1650 E Main St Suite 200, St Charles , IL 60174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc. | Oakbrook Terrace | IL | 01/2016 | 10/2018 |
| World Financial Group, Inc. | Oakbrook Terrace | IL | 01/2014 | 10/2018 |
| Mml Investors Services, Llc | Chicago | IL | 11/2018 | 04/2019 |
| Mass Mutual Life Insurance Co | Chicago | IL | 10/2018 | 04/2019 |
| Lakeshore Financial Group | Chicago | IL | 04/2019 | Present |
| Equity Service, Inc. | Montpelier | VT | 07/2019 | Present |
*NATIONAL LIFE GROUP,1 N. FRANKLIN ST.,STE 3450,CHICAGO,IL 60606, 04/15/2019,ONGOING, INV REL,INSURANCE,AGENT,DURING TRD/HRS,40+ HRS/WK*LAKESHORE FINANCIAL GROUP,1 N. FRANKLIN ST.,STE 3450,CHICAGO,IL 60606, 04/15/2019, ONGOING, INV REL,INSURANCE,AGENT,DURING TRD/HRS,40+ HRS/WK*RSC FINANCIAL STRATEGIES,1852 DIAMOND DRIVE, ELGIN, IL 60124,01/01/2022,ONGOING,INV REL,DURING TRD/HRS,OWNER,CORP TO MANAGE BUSINESS EXPENSES,0%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-19 |
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