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Current Employers
John Hancock Personal Financial Services, Llc

200 Berkeley Street, Boston, MA 02116 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-02-13
MA RA APPROVED 2020-02-11
  • WI RA
    APPROVED
    Since 2020-02-13
  • MA RA
    APPROVED
    Since 2020-02-11

Branch Locations

200 Berkeley Street, Boston, MA 02116 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Appleton WI 04/2013 Present
John Hancock Distributors Llc Boston MA 05/2013 Present
Manulife Asset Management (Us)Llc Boston MA 05/2013 Present
  • 04/2013 → Present
    John Hancock
    Appleton, WI
  • 05/2013 → Present
    John Hancock Distributors Llc
    Boston, MA
  • 05/2013 → Present
    Manulife Asset Management (Us)Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-12-13
S65 Uniform Investment Adviser Law Examination 2008-03-26
  • S63 Uniform Securities Agent State Law Examination
    2008-12-13
  • S65 Uniform Investment Adviser Law Examination
    2008-03-26
Other Names
  • Patricia Blackwell Peterson

View on SEC IAPD

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