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Emily M Lee

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-15
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2010-02-22
  • TX RA
    APPROVED_RES
    Since 2026-06-15
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2010-02-22

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-04
  • S66 Uniform Combined State Law Examination
    2009-05-04
Other Names
  • Emily Chow
  • Emily Lee

View on SEC IAPD

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