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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-06-10 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Rochester | NY | 01/2016 | 02/2020 |
| Mml Investors Services | Rochester | NY | 02/2016 | 02/2020 |
| Guardian Life Insurance Company Of America | Rochester | NY | 02/2020 | 04/2022 |
| Park Avenue Securities | Rochester | NY | 03/2020 | 04/2022 |
| Guardian Life Insurance | Pittsford | NY | 04/2022 | Present |
| Park Avenue Securities | Pittsford | NY | 04/2022 | Present |
1) Insurance other than Guardian, Start date: 10/02/2018, Address: 564 Hamlin Parma Townline rd. Hilton, NY 14468, 6 total hours per month; 1 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-02-08 |
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