Best Investors Account Sign in
Current Employers
North Compass Financial Advisors, Llc

21 Ne 5Th Street Suite 301, Grand Rapids, MN 55744 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-10-01
  • MN RA
    APPROVED
    Since 2025-10-01

Branch Locations

21 Ne 5Th Street Suite 301, Grand Rapids, MN 55744 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Coleraine Colaraine MN 01/2007 10/2025
Cetera Investment Services Colaraine MN 01/2008 10/2025
North Compass Financial Advisors, Llc Grand Rapids MN 10/2025 Present
  • 01/2007 → 10/2025
    First National Bank Of Coleraine
    Colaraine, MN
  • 01/2008 → 10/2025
    Cetera Investment Services
    Colaraine, MN
  • 10/2025 → Present
    Grand Rapids, MN
Previous Registrations
Other Businesses

Independent Insurance Agent; not investment-related; started 2008; approximately 5 hours per month, all during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-19
S63 Uniform Securities Agent State Law Examination 2008-02-15
  • S65 Uniform Investment Adviser Law Examination
    2015-05-19
  • S63 Uniform Securities Agent State Law Examination
    2008-02-15

View on SEC IAPD

More in Grand Rapids, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor