Allison Michelle Peterson

Current Employers

The Sullivan Group

564 North Sunrise Avenue, Roseville, CA 95661 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-02

CA RA
APPROVED

Since 2026-01-02

Branch Locations

Menifee, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Sullivan Group	Menifee	CA	09/2009	Present
Purshe Kaplan Sterling Investments	Albany	NY	12/2011	Present
City Of Dana Point	Dana Point	CA	03/2020	Present

09/2009 → Present

The Sullivan Group

Menifee, CA
12/2011 → Present

Purshe Kaplan Sterling Investments

Albany, NY
03/2020 → Present

City Of Dana Point

Dana Point, CA

Other Businesses

1) City of Dana Point. Not Investment Related. 33282 Golden Lantern, Dana Point CA 92629. City Hall. Senior Administrative Assistant. Start 3/2020. 160 hours per month, 110 during trading. Administrative tasks for the Planning Department of Community Development.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-12-20
S65	Uniform Investment Adviser Law Examination	2011-02-19

S63 Uniform Securities Agent State Law Examination

2011-12-20
S65 Uniform Investment Adviser Law Examination

2011-02-19

Other Names

Allison Michelle Peterson
Allison Michelle Cooley
Allison Michelle Cooley

View on SEC IAPD