Mansoor Ahmed

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-04-11

FL RA
APPROVED

Since 2023-04-11

Branch Locations

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Summit Brokerage Services	Cleveland	OH	06/2015	09/2019
Summit Financial Group Inc	Cleveland	OH	06/2015	05/2021
Cetera Wealth Services, Llc	El Segundo	CA	09/2019	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2023	Present

06/2015 → 09/2019

Summit Brokerage Services

Cleveland, OH
06/2015 → 05/2021

Summit Financial Group Inc

Cleveland, OH
09/2019 → Present

Cetera Wealth Services, Llc

El Segundo, CA
03/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2015-07-01 → 2021-05-20

Summit Financial Group Inc

Cleveland, OH

Tampa, FL

Tampa, FL
2012-06-09 → 2015-07-08

B. Riley Wealth Management

Mentor, OH
2008-02-25 → 2012-02-24

Ubs Financial Services Inc.

Hudson, OH

Weehawken, NJ

Strongsville, OH

Other Businesses

(1) - - Gain Strategy Wealth Management LLC; start date 09/01/2015 address same as branch; SOLE PARTNER; 160 HOURS SPENT ON ACTIVITY PER MONTH; 160 HOURS SPENT ON ACTIVITY DURING BUSINESS HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-21

S66 Uniform Combined State Law Examination

2008-02-21

View on SEC IAPD