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Current Employers
Woodstock Wealth Management, Inc.

250 River Park North Drive, Woodstock, GA 30188 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-13
MA RA APPROVED 2018-07-24
  • NC RA
    APPROVED
    Since 2018-11-13
  • MA RA
    APPROVED
    Since 2018-07-24

Branch Locations

Hinsham, MA • United States

250 River Park North Drive, Woodstock, GA 30188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodstock Financial Group, Inc Woodstock GA 09/2008 Present
  • 09/2008 → Present
    Woodstock Financial Group, Inc
    Woodstock, GA
Previous Registrations
  • 2008-09-16 → 2018-11-08
    Woodstock Financial Group, Inc.
    Woodstock, GA
    Piscataway, NJ
    Basking Ridge, NJ
    Warren, NJ
    Hinsham, MA
  • 2008-03-31 → 2008-09-19
    Ic Advisory Services, Inc.
    Florham Park, NJ
    Bedminster, NJ
Other Businesses

1.Takeda Pharmaceuticals; not investment related; 40 Lansdowne St., Cambridge, MA 02139; Pharmaceuticals; Senior Director; started 06/15/2016; devotes approximately 160 hours a month which are during trading hours; duties include procurement. 2.Medi-Lease LLC; not investment related; 75 Elm St. Hingham, MA 02043; Medical Office Leasing; Managing Member; started 08/31/2010; devotes approximately 4 hours a month which are not during trading hours; duties include general administration.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-29
  • S65 Uniform Investment Adviser Law Examination
    2008-03-29

View on SEC IAPD

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