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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-10-30
  • FL RA
    APPROVED
    Since 2017-10-30

Branch Locations

6175 Nw 153Rd Street Suite 226, Miami Lakes, FL 33014 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

1220 Prospect Avenue Unit 288, Melbourne, FL 32901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Miami Lakes FL 09/2014 06/2017
Unemployed Homestead FL 06/2017 08/2017
Gwn Securities, Inc. Palm Beach Gardens FL 08/2017 Present
  • 09/2014 → 06/2017
    Voya Financial Advisors
    Miami Lakes, FL
  • 06/2017 → 08/2017
    Unemployed
    Homestead, FL
  • 08/2017 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

1) TEACHERS RETIREMENT RESOURCES INC;6175 NW 153RD ST STE 226 MIAMI LAKES FL 33014; DBA;OWNER;YES;12/1/2010;160;160;ASSISTING TEACHERS WITH RETIREMENT OPTIONS, OFFERING INSURANCE. 2) INDEPENDENT INSURANCE AGENT;6175 NW 153RD ST STE 226 MIAMI LAKES FL 33014;INDEPENDENT INSURANCE AGENT;INDEPENDENT INSURANCE AGENT;YES;12/14/2008;160;160;SALES AND SERVICE OF FIXED INSURANCE PRODUCTS. 3) FLORIDA RETIREMENT RESOURCES, Is Investment Related, DBA, Financial Professional, 08/22/2017,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. 4) CYBER SHIELD TECHNOLOGIES Is Not Investment Related, "746 North Drive, Suite B, , Melbourne, FL, 32934, United States", Business Operations, COO, 9/30/2025, 15 hours per month, 10 hours per month during trading hours, No Compensation Compensation DESCRIPTION: Oversee and implement business operations and structure.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-12-11
S65 Uniform Investment Adviser Law Examination 2012-02-22
  • S63 Uniform Securities Agent State Law Examination
    2019-12-11
  • S65 Uniform Investment Adviser Law Examination
    2012-02-22

View on SEC IAPD

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