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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-05
  • NC RA
    APPROVED
    Since 2025-09-05

Branch Locations

Cerro Gordo, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Whiteville NC 02/2013 09/2025
Avantax Advisory Services Whiteville NC 02/2013 09/2025
W Greene Pllc Whiteville NC 05/2014 Present
M Wade Greene Llc Whiteville NC 08/2013 Present
Cetera Wealth Services, Llc Whiteville NC 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/2013 → 09/2025
    Avantax Investment Services, Inc.
    Whiteville, NC
  • 02/2013 → 09/2025
    Avantax Advisory Services
    Whiteville, NC
  • 05/2014 → Present
    W Greene Pllc
    Whiteville, NC
  • 08/2013 → Present
    M Wade Greene Llc
    Whiteville, NC
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Whiteville, NC
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-03-26 → 2025-09-05
    Avantax Advisory Services
    Cerro Gordo, NC
  • 2008-03-07 → 2013-04-16
    Whitebill, NC
    Burlington, NC
Other Businesses

M WADE GREENE LLC~'NIR'~251 Washington Street, PO Box 160~Whiteville~NC~28472~Accounting~Partner/General Partner~8/22/2013~160hrs~0hrs~ACCOUNTING AND OWNS OFFICE BUILDING|Michael Wade Greene~'NIR'~3351 Dolph Lewis Road, PO Box 84~Cerro Gordo~NC~28430~Agriculture~Owner/Sole Proprietor~9/1/2015~10hrs~0hrs~Buy/Sell Livestock10-20 head of cattle a year|Sovereign Asset Management LLC~'NIR'~1424 S JK Powell Blvd, Suite E~Whiteville~NC~28472~Accounting/Bookkeeping (No Tax Preparation)~Partner/General Partner~1/20/2014~100hrs~5hrs~Operation and/or Marketing Name for H.D.Vest Services|W Greene PLLC~'NIR'~251 Washington Street, PO Box 160~Whiteville~NC~28472~Tax Preparation/Accounting~ Partner/General Partner~7/1/2013~160hrs~120hrs~Tax and Accounting Services|W Greene PLLC~'NIR'~251 Washington Street, PO Box 160~Whiteville~NC~28472~Accounting~Partner/General Partner~5/29/2014~160hrs~10hrs~Accounting/Owner|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-19
  • S66 Uniform Combined State Law Examination
    2008-02-19

View on SEC IAPD

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