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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allspring Funds Distributor, Llc | Boston | MA | 01/2010 | Present |
| Allspring Funds Management, Llc | Boston | MA | 01/2016 | Present |
GONZAGA FATHERS CLUB POSITION: Board Member NATURE: (I am resubmitting this form in this electronic version. I submitted a paper version in 2016.) A booster organization for the Gonzaga College High School in Washington, DC. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2016 ADDRESS: 19 I Street NW, Washington DC 20001, United States DESCRIPTION: Co Chair of Father Son Breakfast. 300 LE POINTE DRIVE POSITION: Owner NATURE: This is a residence at the beach that I will rent out occasionally. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2021 ADDRESS: 300 Le Pointe Drive, Bethany Beach DE 19930, United States DESCRIPTION: There will be a management company that will manage the property,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-27 |
| S66 | Uniform Combined State Law Examination | 2003-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-25 |
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