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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-04-27
  • MD RA
    APPROVED
    Since 2016-04-27

Branch Locations

Darnestown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allspring Funds Distributor, Llc Boston MA 01/2010 Present
Allspring Funds Management, Llc Boston MA 01/2016 Present
Other Businesses

GONZAGA FATHERS CLUB POSITION: Board Member NATURE: (I am resubmitting this form in this electronic version. I submitted a paper version in 2016.) A booster organization for the Gonzaga College High School in Washington, DC. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2016 ADDRESS: 19 I Street NW, Washington DC 20001, United States DESCRIPTION: Co Chair of Father Son Breakfast. 300 LE POINTE DRIVE POSITION: Owner NATURE: This is a residence at the beach that I will rent out occasionally. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2021 ADDRESS: 300 Le Pointe Drive, Bethany Beach DE 19930, United States DESCRIPTION: There will be a management company that will manage the property,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-27
S66 Uniform Combined State Law Examination 2003-07-16
S63 Uniform Securities Agent State Law Examination 2000-09-25
  • S65 Uniform Investment Adviser Law Examination
    2016-04-27
  • S66 Uniform Combined State Law Examination
    2003-07-16
  • S63 Uniform Securities Agent State Law Examination
    2000-09-25

View on SEC IAPD

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