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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-04-22 |
| NC | RA | APPROVED | 2018-03-12 |
Branch Locations
1377 Broadcloth St Bldg 13 Suite 204, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 11/2007 | 01/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 11/2007 | 01/2017 |
| Hahndo, Inc. | Charlotte | NC | 11/2004 | 12/2017 |
| Edward Jones | Saint Louis | MO | 03/2018 | Present |
| New York Life | Charlotte | NC | 01/2018 | 02/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-04 |
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