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Yocasta Y Carozza

Cetera Investment Advisers LLC

Hooksett, NH

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-07-02
  • NH RA
    APPROVED
    Since 2025-07-02

Branch Locations

1289 Hooksett Road, Hooksett, NH 03106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Burlington MA 12/2007 Present
Fidelity Investments Boston MA 03/2025 Present
Cetera Investment Services Llc St Cloud MN 06/2025 Present
Cetera Investment Advisers Llc Hooksett NH 06/2025 Present
  • 12/2007 → Present
    Fidelity Investments
    Burlington, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
  • 06/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2025 → Present
    Cetera Investment Advisers Llc
    Hooksett, NH
Previous Registrations
  • 2025-03-31 → 2025-07-15
    Strategic Advisers Llc
    Burlington, MA
    Merrimack, NH
    Boston, MA
  • 2021-03-11 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Burlington, MA
    Merrimack, NH
  • 2018-07-13 → 2019-07-15
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2009-01-19 → 2018-07-13
    Strategic Advisers Llc
    Merrimack, NH
Other Businesses

VP AND CO-OWNER OF CAROZZA EYE CARE, INC; FAMILY BUSINESS; NO RESPONSIBILITIES OR DUTIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-16
S63 Uniform Securities Agent State Law Examination 2008-03-13
  • S66 Uniform Combined State Law Examination
    2009-01-16
  • S63 Uniform Securities Agent State Law Examination
    2008-03-13
Other Names
  • Yocasta Y Rosario
  • Yocasta Yesenia Carozza
  • Yocasta Yesenia Rosario
  • Yocasta Y Carozza

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
ON INVESTMENT MANAGEMENT CO
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PEAK WEALTH MANAGEMENT LLC
PHOENIX INTERNATIONAL INVESTMENTS LLC

Other Investors

TRAVIS W. STEWART
ERIC DAVID SNODGRASS
SCOT D. MACDONALD
TIMOTHY D. DODGE
TODD G MONTWILL
RYAN CLARK LELAND
RICHARD T. ABBOTT
LUKE W. TRILL

Other Offices

STRATEGIC ADVISERS LLC · MERRIMACK, NH
STRATEGIC ADVISERS LLC · MERRIMACK, NH
CHARLES SCHWAB & CO., INC. · Nashua, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHUA, NH
LPL FINANCIAL LLC · NASHUA, NH
ON INVESTMENT MANAGEMENT CO · MERRIMACK, NH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · MERRIMACK, NH
PEAK WEALTH MANAGEMENT LLC · NASHUA, NH

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