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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-02-27 |
| TX | RA | APPROVED_RES | 2015-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica | CA | 02/2015 | Present |
| Bank Of America, N.A. | Santa Monica | CA | 03/2015 | Present |
I*1517326 For profit or not for profit: Entity For Profit Name of outside business organization: Forth and Marine LLC Investment related: N Address of business: Marina del Rey, CA, 90292, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner","Consultant/Independent Contractor"], Start date of relationship: 10/31/2023 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 1 Duties: , tshirt sales to United Art Gallery in Venice, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-09 |
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