Robert M Rosato

Td Private Client Wealth LLC

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Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2025-04-11
FL	RA	APPROVED	2025-01-17
MD	RA	APPROVED	2025-01-17
NJ	RA	APPROVED	2025-01-17
RI	RA	APPROVED	2025-01-17
CT	RA	APPROVED	2024-08-29
MA	RA	APPROVED	2023-04-05
NH	RA	APPROVED	2023-01-13
NY	RA	APPROVED	2021-08-11

DE RA
APPROVED

Since 2025-04-11
FL RA
APPROVED

Since 2025-01-17
MD RA
APPROVED

Since 2025-01-17
NJ RA
APPROVED

Since 2025-01-17
RI RA
APPROVED

Since 2025-01-17
CT RA
APPROVED

Since 2024-08-29
MA RA
APPROVED

Since 2023-04-05
NH RA
APPROVED

Since 2023-01-13
NY RA
APPROVED

Since 2021-08-11

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Bank Na/Td Wealth	Ramsey	NJ	04/2014	08/2021
Td Private Client Wealth Llc	New York	NY	06/2020	Present
Td Bank N.A.	New York	NY	08/2021	Present

04/2014 → 08/2021

Td Bank Na/Td Wealth

Ramsey, NJ
06/2020 → Present

Td Private Client Wealth Llc

New York, NY
08/2021 → Present

Td Bank N.A.

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-09-29
S65	Uniform Investment Adviser Law Examination	2020-08-31
S66	Uniform Combined State Law Examination	2009-02-17

S63 Uniform Securities Agent State Law Examination

2025-09-29
S65 Uniform Investment Adviser Law Examination

2020-08-31
S66 Uniform Combined State Law Examination

2009-02-17

Other Names

Robert Rosato
Robert Michael Rosato

View on SEC IAPD

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