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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-03-10
  • GA RA
    APPROVED
    Since 2017-03-10

Branch Locations

3334 Cobb Pkwy Nw [Butler Creek], Acworth, GA 30101 • United States

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Acworth GA 05/2010 Present
Wells Fargo Advisors Llc Acworth GA 06/2011 11/2016
Wells Fargo Clearing Services, Llc Acworth GA 11/2016 Present
  • 05/2010 → Present
    Wells Fargo Bank, N.A.
    Acworth, GA
  • 06/2011 → 11/2016
    Wells Fargo Advisors Llc
    Acworth, GA
  • 11/2016 → Present
    Acworth, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-08
S63 Uniform Securities Agent State Law Examination 2011-07-27
  • S66 Uniform Combined State Law Examination
    2017-03-08
  • S63 Uniform Securities Agent State Law Examination
    2011-07-27

View on SEC IAPD

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