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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-11-18
TX RA APPROVED_RES 2012-06-21
CA RA APPROVED 2009-07-16
  • IA RA
    APPROVED
    Since 2021-11-18
  • TX RA
    APPROVED_RES
    Since 2012-06-21
  • CA RA
    APPROVED
    Since 2009-07-16

Branch Locations

141 Duesenberg Dr. Ste 7B, Westlake Village, CA 91362 • United States

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2009 Present
Previous Registrations
  • 2008-05-08 → 2009-06-01
    Cetera Wealth Services, Llc
    Westlake Village, CA
Other Businesses

1)KRISTEN HAFNER, INDEPENDENT INSURANCE AGENT, 2945 TOWNSGATE RD, STE 200, WESTLAKE VILLAGE, CA, 5/2010 FOR INDEPENDENT INSURANCE COMPANIES.INV REL - 2/MO - 0/TRADING. 2)FINANCIAL MOXIE INC. DBA DIVORCE MOXIE, 141 Deusenberg Drive, Ste. 7B, Westlake Village CA 91362, 07/2011, Founder, Divorce Planning Services, INV REL, 80 HR/MO - 8 HR/MO Trading. 3)FINANCIAL PLANNING ASSOCIATION VENTURA COUNTY CHAPTER. CAMARILLO, CA, 01/2019 AS CHAPTER PRESIDENT. NIR - 3 HR/MO, NONE DURING TRADING. 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 2/TRADING. 07/16/09. 5)MOXIE BOOTCAMP, 50 S. 9th Street, Fairfield IA 52556, 03/2019. FOUNDER, FOOD, FITNESS, FINANCE EDUCATION, NIR, 24 HR/MO - 4 HR/MO TRADING. 6)THE W SOURCE, 4695 MACARTHUR COURT STE 480, NEWPORT BEACH, CA, 04/2019. CHAPTER LEADER, RECRUIT NEW MEMBERS AND ATTEND MEETINGS. NIR-3/MO-0/TRADING. 7)DBA MOXIE TRIBES, 2945 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA, 09/2010. FINANCIAL PROFESSIONAL UTILIZING DBA NAMES, Financial Moxie, Divorce Moxie, Moxie Voice, Moxie Bootcamp, & Financial Happiness. INV REL-10/WK-1/TRADING. 8)SILVER CIRCLE, CALABASAS, CA, NETWORKING GROUP, 06/01/20, INV REL, 2/MO- 0/TRADING 9)ECHELON BUSINESS DEVELOPMENT, SIMI VALLEY, CA, NETWORKING GROUP, 05/01/20, INV REL, 2/MO- 0/TRADING 10)FINANCIAL MOXIE, INC. 50 S 9TH STREET, FAIRFIELD, IA, RENTAL PROPERTY OWNER, 03/26/21, NIR, 1 HR/MO- 0/TRADING HR. 11)509 FAIRFIELD PROPERTIES, LLC, 50 S. 9th Street, Fairfield IA 52556, 11/2022, Managing Member, Real Estate, NIR, 1 HR/MO - 0 HR/MO Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-04
  • S66 Uniform Combined State Law Examination
    2008-04-04
Other Names
  • Kristen J Budd

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