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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-12-13
  • LA RA
    APPROVED
    Since 2017-12-13

Branch Locations

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

111 Founders Dr Ste 250, Baton Rouge, LA 70810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Chesterfield MO 08/2010 01/2018
Bankers Life Securities Inc Baton Rouge LA 07/2016 Present
Bankers Life Advisory Services, Inc. Baton Rouge LA 07/2016 Present
Bankers Life Baton Rouge LA 07/2016 Present
  • 08/2010 → 01/2018
    Bankers Life
    Chesterfield, MO
  • 07/2016 → Present
    Bankers Life Securities Inc
    Baton Rouge, LA
  • 07/2016 → Present
    Baton Rouge, LA
  • 07/2016 → Present
    Bankers Life
    Baton Rouge, LA
Previous Registrations
  • 2010-11-22 → 2015-04-30
    Concourse Financial Group Securities, Inc.
    Chesterfield, MO
    Houston, TX
  • 2009-10-23 → 2010-08-19
    Investment Professionals, Inc.
    San Antonio, TX
    Webster, TX
  • 2008-03-11 → 2009-10-28
    Houston, TX
Other Businesses

INSURANCE DBA: BANKERS LIFE NOT INVESTMENT RELATED; 390 SOUTH WOODS MILL ROAD, SUITE 160 . Chesterfield , MO 63017 ASSIST INDIVIDUALS AND FAMILIES PROTECT THEIR FINANCIAL SECURITY AND PREPARE FOR RETIREMENT; FIXED ANNUITIES, SALE OF FIXED INSURANCE PRODUCTS; STARTED 11/2010; 240 HRS/MO. Recruit, supervise, train and manage 60+ insurance agents from the Chesterfield, MO and St. Charles, MO offices.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-07
  • S66 Uniform Combined State Law Examination
    2008-03-07

View on SEC IAPD

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