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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-02-23 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Shawnee Mission | KS | 12/2007 | 07/2020 |
| Ivy Distributors, Inc | Shawnee Mission | KS | 06/2011 | 04/2021 |
| Unemployed | Olathe | KS | 05/2021 | 11/2021 |
| Lockton Companies | Kansas City | MO | 12/2021 | 07/2022 |
| Assetmark Financial Holdings, Inc. | Olathe | KS | 07/2022 | Present |
| Assetmark Brokerage, Llc | Olathe | KS | 07/2022 | Present |
| Stagekc, Llc | Olathe | KS | 01/2024 | Present |
| Assetmark, Inc. | Olathe | KS | 07/2022 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 07/2022 - 160 HRS / MONTHLY, INSTITUTIONAL MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. STAGEKC, LLC - NOT INVESTMENT-RELATED - OLATHE, KANSAS - HOME STAGING, INTERIOR DESIGN - CO-OWNER - START DATE 01/2024 - 32 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS SOCCER REFEREE - NOT INVESTMENT RELATED - REFEREE YOUTH SOCCER GAMES - INDEPENDENT CONTRACTOR - START DATE 05/2026 - 20 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-21 |
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