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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-25 |
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
6300 S. 6Th St Frontage Road E, Springfield, IL 62712 • United States
Springfield, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Springfield | IL | 12/2007 | 11/2024 |
| Prudential Insurance Company Of America | Springfield | IL | 12/2007 | Present |
| Cornerstone Financial Services | Springfield | IL | 01/2018 | Present |
| Cornerstone Financial Services | Springfield | IL | 01/2019 | Present |
| Lpl Enterprise, Llc | Springfield | IL | 11/2024 | Present |
1. 10/16/2024; SENIOR SERVICES OF CENTRAL ILLINOIS; NON profit board member; NON inv related; 2 hrs/mo non trading; 0 hrs/mo trading; 07/01/2020 2. 10/03/2024; AMERICAN REPUBLIC INS SERVICES; NON variable ins; YES inv related; 10 hrs/mo non trading; 5 hrs/mo trading; 08/01/2017 3)10/16/2024-University of Illinois Springfield-Adjunct Faculty-Teacher Paid by School or University-Not Inv Related-At Springfield, IL-Start date 01/01/2018-3hrs/mth-0hrs/mth during trading 4)02/26/2025-Cornerstone Financial Services-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-80hrs/mth-80hrs/mth during trading 5) 05/14/2025-Navigator Insurance Group-Agent-Non-Variable Insurance-Inv Related-At Springfield, IL-20hrs/mth-10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-11 |
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