Dale Augustin Huang

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21

GA RA
APPROVED

Since 2021-07-21
TX RA
APPROVED

Since 2021-07-21

Branch Locations

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Austin	TX	10/2012	11/2019
Waddell & Reed, Inc.	Austin	TX	11/2019	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Austin	TX	11/2019	07/2021
Lpl Financial Llc	Austin	TX	07/2021	Present

10/2012 → 11/2019

J.P. Morgan Securities Llc

Austin, TX
11/2019 → 07/2021

Waddell & Reed, Inc.

Austin, TX
11/2019 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Austin, TX
07/2021 → Present

Lpl Financial Llc

Austin, TX

Previous Registrations

2019-11-20 → 2021-07-21

Waddell & Reed

Edmond, OK

Austin, TX

Austin, TX
2012-10-01 → 2019-11-06

J.P. Morgan Securities Llc

Austin, TX

Austin, TX

Austin, TX
2009-06-15 → 2012-10-01

Chase Investment Services Corp.

Austin, TX

Lakeway, TX

Austin, TX

Austin, TX

Austin, TX

Austin, TX

Austin, TX

Austin, TX

Bee Cave, TX

Bee Cave, TX
2008-02-18 → 2009-06-10

Ameriprise Financial Services, Llc

Austin, TX

Other Businesses

11/2019-PRESENT; VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES; AUSTIN, TX; INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-15

S66 Uniform Combined State Law Examination

2008-02-15

Other Names

Dale Augustin Huang
Dale Huang

View on SEC IAPD