Brian Albert Lee

Current Employers

First Advisors National, Llc

1372 Peachtree Street Ne, Atlanta, GA 30309 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-01-19

IL RA
APPROVED

Since 2022-01-19

Branch Locations

South Elgin, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc	Naperville	IL	01/2016	01/2017
The Prudential Insurance Company Of America	Naperville	IL	01/2016	01/2017
Self Employed	South Elgin	IL	01/2017	01/2018
First Advisors National	Atlanta	GA	01/2018	07/2018
Western & Southern Life	Rosemont	IL	04/2018	Present
W&S Brokerage Services, Inc.	Rosemont	IL	07/2018	01/2022

01/2016 → 01/2017

Pruco Securities, Llc

Naperville, IL
01/2016 → 01/2017

The Prudential Insurance Company Of America

Naperville, IL
01/2017 → 01/2018

Self Employed

South Elgin, IL
01/2018 → 07/2018

First Advisors National

Atlanta, GA
04/2018 → Present

Western & Southern Life

Rosemont, IL
07/2018 → 01/2022

W&S Brokerage Services, Inc.

Rosemont, IL

Previous Registrations

2020-03-25 → 2022-01-10

W&S Brokerage Services, Inc.

Rosemont, IL
2018-01-25 → 2018-07-12

First Advisors National, Llc

South Elgin, IL
2017-01-03 → 2017-01-31

Pruco Securities, Llc.

Naperville, IL

Other Businesses

Western & Southern Life - Rosemont, IL - 40 hours - Full Time Sales Agent; BUS-Brian Lee~962 Wyndham Drive, South Elgin, IL 60177~RENTAL PROPERTY~N~PASSIVE OWNER~01-01-2016~0 hrs/mo~0 trading hrs/mo

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-20
S63	Uniform Securities Agent State Law Examination	2004-03-02

S65 Uniform Investment Adviser Law Examination

2016-12-20
S63 Uniform Securities Agent State Law Examination

2004-03-02

View on SEC IAPD