Inactive

James M Gardner

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

KY RA
APPROVED

Since 2025-03-31
TX RA
APPROVED

Since 2025-03-31

Branch Locations

Erlanger, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Covington	KY	09/2010	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2010 → Present

Fidelity Investments

Covington, KY
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Erlanger, KY
2015-02-26 → 2018-07-13

Strategic Advisers Llc

Covington, KY

Other Businesses

OBA-9743|OrgNmn:1880 Tom Stamper Road|Org Addr:Crescent S,Kentucky,US|OBA Nature:Purchase and investment in rea|Invst Rel:Y|Title:Member|Duties:As a minority owner of the LLC, I will vote on issues or decisions made by the organization.|StrtDt:02-29-16|TotHrs/mon:2|TrdHrs/mon:0|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-14
S63	Uniform Securities Agent State Law Examination	2010-11-24

S66 Uniform Combined State Law Examination

2015-02-14
S63 Uniform Securities Agent State Law Examination

2010-11-24

Other Names

James Gardner
James Matthew Gardner

View on SEC IAPD

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