Jeremiah R Butout

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-03-12

CA RA
APPROVED

Since 2021-03-12

Branch Locations

4001 E Mountain Sky Ave., #206, Phoenix, AZ 85044 • United States

5070 N 40Th St Ste 220, Phoenix, AZ 85018 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Sagepoint Financial	Scottsdale	AZ	03/2015	03/2021
Lpl Financial Llc	Tempe	AZ	03/2021	Present

03/2015 → 03/2021

Sagepoint Financial

Scottsdale, AZ
03/2021 → Present

Lpl Financial Llc

Tempe, AZ

Previous Registrations

2015-03-16 → 2021-03-14

Osaic Services, Inc.

Scottsdale, AZ

Scottsdale, AZ

Tempe, AZ
2012-12-17 → 2015-03-05

Mml Investors Services, Llc

Scottsdale, AZ

Other Businesses

1)3/2021- Alpha Rising Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Tempe, AZ-start date 3/15/2015- 40hrs/mth 2)3/2021- Alpha Rising Wealth Management-Non-Variable Insurance- Agent selling fixed life, disability, long term care and fixed annuities- Inv. Related- Tempe, AZ, Start date 3/15/2015- 40hrs/mth 3)3/2021- Alpha Rising Wealth Management- Non-Variable Insurance- Agent selling P&C- Inv. Related- Tempe, AZ- 20 hrs/mth 4)3/2021- Handyman- Non-Inv. Related -Gilbert, AZ- start date 4/29/2014-16hrs/mth 5)3/2021- JRB Financial-Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Gilbert, AZ- 0% 6)3/2021- Butout Family Trust- Trustee for a family trust- Act in a Fiduciary Capacity- Inv. Related- Gilbert, AZ- start date 6/11/2020- 0% 7) 01/04/2023 - Spicy Senorita Salsa - Not Investment Related - Home Based - Other-Spicy Senorita Salsa - Start Date: 12/01/2022 - 20 Hours Per Month/6 Hours During Securities Trading- Family salsa business. 8) 02/20/2025 - Real Estate Rental - Gilbert, AZ - Investment Related - Start Date 07/01/2024- 1 hour per month/ 0 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-10-29
S63	Uniform Securities Agent State Law Examination	2007-12-19

S65 Uniform Investment Adviser Law Examination

2012-10-29
S63 Uniform Securities Agent State Law Examination

2007-12-19

Other Names

Jeremiah Robert Butout

View on SEC IAPD