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Inactive

Patrick Joseph Tobin

Cerity Partners LLC

Chicago, IL

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-03-03
  • IL RA
    APPROVED
    Since 2020-03-03

Branch Locations

320 S. Canal St. 44Th Floor, Chicago, IL 60606 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. Chicago IL 12/2009 10/2016
Silver Pepper Llc Lake Forest IL 04/2017 07/2018
Imst Distributors, Llc Lake Forest IL 04/2017 07/2018
Unemployed Chicago IL 11/2016 03/2017
Quasar Distributors Llc Milwaukee WI 09/2018 12/2019
Nicholas Company, Inc. Milwaukee WI 09/2018 12/2019
Cerity Partners Llc Chicago IL 01/2020 Present
  • 12/2009 → 10/2016
    Goldman, Sachs & Co.
    Chicago, IL
  • 04/2017 → 07/2018
    Silver Pepper Llc
    Lake Forest, IL
  • 04/2017 → 07/2018
    Imst Distributors, Llc
    Lake Forest, IL
  • 11/2016 → 03/2017
    Unemployed
    Chicago, IL
  • 09/2018 → 12/2019
    Quasar Distributors Llc
    Milwaukee, WI
  • 09/2018 → 12/2019
    Nicholas Company, Inc.
    Milwaukee, WI
  • 01/2020 → Present
    Cerity Partners Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-28
S63 Uniform Securities Agent State Law Examination 2009-01-26
  • S65 Uniform Investment Adviser Law Examination
    2018-12-28
  • S63 Uniform Securities Agent State Law Examination
    2009-01-26
Designations
Other Names
  • Patrick Tobin
  • Patrick J Tobin
  • Patrick Joseph Tobin

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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