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David C Ippolito

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-02-18
NY RA APPROVED 2021-06-16
CT RA APPROVED 2016-09-09
TX RA APPROVED_RES 2016-09-09
  • NJ RA
    APPROVED
    Since 2022-02-18
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2016-09-09
  • TX RA
    APPROVED_RES
    Since 2016-09-09

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 11/2007 09/2016
Morgan Stanley New York NY 09/2016 Present
  • 11/2007 → 09/2016
    Ubs Financial Services
    New York, NY
  • 09/2016 → Present
    Morgan Stanley
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-02
S63 Uniform Securities Agent State Law Examination 2012-05-02
  • S66 Uniform Combined State Law Examination
    2014-08-02
  • S63 Uniform Securities Agent State Law Examination
    2012-05-02
Other Names
  • David Ippolito

View on SEC IAPD

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