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Ivan Brendan Surmik

Strategic Advisers LLC

Durham, NC

Durham, NC

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NC RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

100 New Millennium Way, Durham, NC 27709-8204 • United States

Durham, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boca Raton FL 01/2017 08/2019
Jp Morgan Chase Bank Coconut Creek FL 08/2009 12/2016
Ally Invest Securities Llc Charlotte NC 12/2020 12/2022
Unemployed Boca Raton FL 09/2019 09/2019
Pnc Cary NC 10/2019 11/2020
Ally Invest Advisors Charlotte NC 07/2021 12/2022
Fidelity Brokerage Services Llc Durham NC 01/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 01/2017 → 08/2019
    J.P. Morgan Securities Llc
    Boca Raton, FL
  • 08/2009 → 12/2016
    Jp Morgan Chase Bank
    Coconut Creek, FL
  • 12/2020 → 12/2022
    Ally Invest Securities Llc
    Charlotte, NC
  • 09/2019 → 09/2019
    Unemployed
    Boca Raton, FL
  • 10/2019 → 11/2020
    Pnc
    Cary, NC
  • 07/2021 → 12/2022
    Ally Invest Advisors
    Charlotte, NC
  • 01/2023 → Present
    Fidelity Brokerage Services Llc
    Durham, NC
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-05-16 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Durham, NC
  • 2021-07-30 → 2022-12-16
    Ally Invest Advisors
    Charlotte, NC
    Wake Forest, NC
  • 2017-03-01 → 2019-08-16
    J.P. Morgan Securities Llc
    Boynton Beach, FL
    Lake Worth, FL
    Boca Raton, FL
    Boca Raton, FL
    Boynton Beach, FL
    Boynton Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-22
S63 Uniform Securities Agent State Law Examination 2008-01-04
  • S66 Uniform Combined State Law Examination
    2017-02-22
  • S63 Uniform Securities Agent State Law Examination
    2008-01-04
Other Names
  • Brendan Ali
  • Brendan Surmik
  • Ivan Surmik
  • Ivan Brendan Surmik

View on SEC IAPD

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